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Data management: The game changer for regulatory reporting

The coronavirus pandemic is a trigger event ushering in not only a global financial crisis, but also the inevitable regulations that will follow. After the 2008-2009 financial crisis, the financial services...

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Physics, Aircraft Carriers, and Liquidity Buckets

By Confluence | Apr 17, 2018 | regulation, Liquidity, SEC

At its March 14 open meeting, the SEC approved a proposal that while still mandating funds to use the SEC’s Form N-PORT to report liquidity classifications, commonly known as “buckets”, it would, among...

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